Qualify more securities law leads before the first call
A basic contact form gives you a name, an email, and silence. Cliont greets every visitor with your video, walks them through their matter, collects documents, and hands you a scored, qualified lead.
A custom intake for every securities law matter
Each one is a ready-to-embed smart survey tuned to the matter — open any to try the exact experience your leads would complete.
Blue Sky Compliance
Determining whether an offer or sale of securities triggers state-level registration or exemption filings across the states where investors are located, based on offering structure, investor base, and marketing activity already underway.
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Broker-Dealer Compliance
Legal representation for broker-dealers, their officers, compliance staff, or registered representatives on FINRA, SEC, or state regulatory matters — from supervision and recordkeeping policy to active exams, inquiries, or enforcement actions. The intake exists to separate firm-side compliance and regulatory-defense matters from customers pursuing personal investment-loss recovery.
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Crowdfunding Reg CF and Reg A
Reg CF and Reg A are SEC exemptions that let a company raise capital from the public by offering equity or similar investment interests, rather than debt or donations, and each carries different raise limits, disclosure duties, and intermediary rules the intake needs to confirm before a firm engages.
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FINRA Enforcement and Arbitration
Disputes between an investor and a U.S. brokerage firm or broker/advisor over investment losses, unauthorized trading, or account mishandling, typically resolved through FINRA arbitration or mediation rather than standard civil court.
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Insider Trading Defense
Legal representation for individuals facing an allegation, investigation, or government inquiry into trading securities while allegedly in possession of material nonpublic information, usually triggered by SEC, FINRA, DOJ, or FBI contact.
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Investment Adviser Compliance
Ongoing regulatory compliance work for registered investment advisers, covering Form ADV and disclosure obligations, written compliance programs, advertising/marketing rule issues, and responses to SEC or state examinations.
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Private Placements Reg D
Legal work to structure and document a private securities offering under the Regulation D exemption, covering who is raising money, what is being offered, and whether U.S. investors are involved.
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Public Offerings and IPOs
Legal work supporting a company's registered public offering or IPO, covering SEC registration and disclosure documents, offering structure, and the securities compliance obligations that come with going public.
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SEC Reporting and Compliance
Legal support for companies preparing, filing, or responding to SEC reporting obligations — including periodic reports, current event disclosures, registration statements, and any SEC inquiries or comment letters tied to those filings.
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Section 16 and Short-Swing Compliance
Section 16 and short-swing compliance covers officers, directors, and shareholders holding 10% or more of a U.S. public company who must report their trades and may face disgorgement of profits when a purchase and a sale of the same stock occur within a six-month window.
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Securities Litigation
Securities Litigation covers claims where a prospective client bought, sold, or held a security in the United States and lost money they believe resulted from misleading statements, omitted risks, or hidden information about the company, broker, or platform involved.
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Shareholder Derivative Actions
A lawsuit filed by a shareholder on behalf of the corporation itself against officers or directors for harm done to the company, requiring the shareholder to have held stock at the time of the alleged wrongdoing and to point to specific misconduct such as self-dealing, misleading statements, or oversight failures.
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SPACs and De-SPACs
Screening for investors who bought, sold, or held shares, warrants, or options in a SPAC or a company that went public via de-SPAC merger, and who may have a claim tied to misleading disclosures, a subsequent price drop, and reliance timing within a viable claims window.
Preview intake →Information you need before every securities law matter
- Business, Founder, Or Representative
- Any Potential Investors Be
- Expect Raise Money From
- Already Started Marketing Investment
- Help Figuring Out Whether
- Know Which States Investors
- Goal Comply And Move
- Contacting Us On Behalf
- Issue Mainly About Following
- Dealing With Exam, Inquiry,
How securities law lead scoring works
Value signals
- Business, Founder, Or Representative: yes
- Any Potential Investors Be: yes
- Expect Raise Money From: yes
- Already Started Marketing Investment: yes
- Help Figuring Out Whether: yes
- Know Which States Investors: yes
Urgency signals
- Expect Raise Money From
Your visitor has a real matter. A contact form can’t hear it.
People and businesses seeking counsel arrive ready to explain the matter. Give them a conversation instead of a dead form — and get exactly what you need to win it.
Three empty fields and silence
- No matter details or scope
- No documents or context
- No way to tell a real lead from a tire-kicker
- You chase; most never reply
A guided conversation that converts
- Full matter scope in their own words
- Reports, contracts, and filings attached automatically
- Every lead scored by value
- High-intent leads flagged for you
From first click to qualified lead
Follow people and businesses seeking counsel through one smooth, guided flow.
They land & meet you
Your video greeting plays instantly — a real face instead of a blank form.
They explain the matter
Smart questions adapt to their matter and capture the full scope.
They share the documents
The facts, dates, and any paperwork come attached, so you can assess the matter before the consultation.
You get a ready lead
Scored and qualified — waiting for you to win it.
From template to routed lead
Cliont handles website intake and qualification; your existing business system remains the source of record after handoff.
Choose the right intake
Start with the industry, service, and matter template that matches the work you want to qualify.
Configure the experience
Add your video greeting, keep the questions you need, and choose which answers affect fit, urgency, and value.
Connect it to your site
Embed the guided intake on the relevant service page and test the complete phone, tablet, and desktop experience.
Route the qualified lead
Send the score, answers, and uploads into your chosen notification, CRM, or calendar workflow for staff follow-up.
Securities Law lead-intake FAQs
What does a securities law intake collect?
Each securities law template asks job-specific questions drawn from the selected service, then captures contact details and relevant documents. The resulting submission gives the team more context than a name-and-email contact form.
How are securities law leads scored?
Cliont weights answers that indicate scope, urgency, fit, and potential value. It sends the score with the visitor's answers so the team can prioritize stronger securities law opportunities without manually reviewing every raw submission first.
Can visitors try a securities law intake on a phone?
Yes. The guided intake is designed for mobile, tablet, and desktop browsers. Visitors can answer questions and attach the requested files from the device they already have with them.
Where can qualified securities law leads be sent?
Cliont can route qualified leads to email, SMS, Slack, common CRM and calendar tools, Zapier, webhooks, or an API workflow. Cliont handles lead intake and qualification; the connected practice or business system remains the source of record after handoff.
Simple, transparent pricing
Choose the plan that works for your business.
Professional
Unlimited intake forms and leads for your growing business.
- Unlimited intake forms
- Custom video greetings
- AI-powered voice bot
- English + Spanish support
- Automatic lead scoring
- Digital estimates & e-signatures
- Photo, video & file upload
- Advanced analytics dashboard
Pay Per Lead
Only pay when you receive a qualified lead.
- Unlimited intake forms
- Custom video greetings
- AI-powered voice bot
- English + Spanish support
- Automatic lead scoring
- Digital estimates & e-signatures
- Photo, video & file upload
- Charged only for submitted leads
Browse every legal intake template
While they’re still using contact forms, you’re booking cases
Give every website visitor a guided, bilingual, qualifying intake — and turn your securities law traffic into signed work.