Private placement intake that captures issuer role up front
Ask whether the raise involves U.S. investors, whether the person filling out the form is the issuer or just an investor, and what's being offered (shares, membership interests, or a note), then collect draft subscription agreements or a pitch deck so only real Reg D matters land in your CRM.
Preview your private placements reg d intake
Explore 7 questions from the Private Placements Reg D template. This interactive preview uses illustrative scoring and sample attachments. Open the full survey to try the complete intake.
What a qualified private placements reg d lead should tell you
Legal work to structure and document a private securities offering under the Regulation D exemption, covering who is raising money, what is being offered, and whether U.S. investors are involved.
- Seeking Legal Help Related
- Owner, Founder, Officer, Employee,
- Company/Fund Raising Money Or
- Offering Be Made U.S.
- Have Basic Details About
- Want Help With Preparing
- Want Raise Money Without
The questions your team needs answered
Every private placements reg d intake asks these — and why each one matters.
| Question | Why it matters |
|---|---|
| Are you seeking legal help related to a U.S. private investment offering (not a public stock offering), such as a private placement or investment in a private company or fund? | Confirms this is a private offering rather than a public stock question, which is the core practice-area filter for a Reg D matter. |
| Are you an owner, founder, officer, employee, or advisor of the company/fund raising money, or are you helping run the offering (rather than only being an investor)? | Separates issuer-side prospects, who typically need the firm's ongoing help, from passive investors, who often just need a document reviewed or nothing at all. |
| Is the company/fund currently raising money or planning to raise money soon (for example, within the next 6 months)? | An active or near-term raise indicates the engagement is time-sensitive rather than exploratory, which affects how quickly a consultation should be scheduled. |
| Will the offering be made to U.S. investors or involve U.S.-based people or entities? | U.S. investor involvement determines whether federal and state Blue Sky exemption analysis applies at all. |
| Do you have basic details about the offering, such as the company/fund name and what is being offered (for example, shares, membership interests, or a note)? | Having basic details about the company and what's being offered means the attorney can scope the matter instead of spending the first call gathering facts. |
| Do you want help with preparing or reviewing offering documents and investor materials (for example, a pitch deck, subscription agreement, or disclosure document)? | Wanting help with offering documents signals a drafting or review engagement, which is a different scope than a general compliance question. |
| Do you want to raise money without doing a full public registration (for example, you are looking for an exemption like a private offering)? | Confirms the prospect is looking for an exemption-based raise rather than a full registration, which is the defining feature of a Reg D matter versus a public offering. |
How Cliont scores private placements reg d leads
Configured answer weights help your team prioritize follow-up. Your team reviews each submission and decides the next step.
Value signals
- Seeking Legal Help Related: yes
- Owner, Founder, Officer, Employee,: yes
- Company/Fund Raising Money Or: yes
- Offering Be Made U.S.: yes
- Have Basic Details About: yes
- Want Help With Preparing: yes
See an example lead handoff
Illustrative lead details and score show how a submission can reach your team.
Reg D Private Placement Lead
From first click to qualified lead
Follow people and businesses seeking counsel through one smooth, guided flow.
They land & meet you
Your video greeting plays instantly — a real face instead of a blank form.
They explain the matter
Smart questions adapt to their matter and capture the full scope.
They share the documents
The facts, dates, and any paperwork come attached, so you can assess the matter before the consultation.
You get a ready lead
Scored and qualified — waiting for you to win it.
Built for private placements reg d workflows
| Cliont capability | Private Placements Reg D application |
|---|---|
| Conditional question logic | If a prospect answers that they're only an investor rather than an owner or advisor, the intake can skip document-drafting questions that only apply to the issuer side. |
| Weighted lead scoring | Answers confirming U.S. investor involvement, an active or near-term raise, and issuer-side status combine to push a lead toward high priority for a Reg D consultation. |
| Document upload capture | Prospects who say they want help with offering materials can be prompted to upload a draft pitch deck, subscription agreement, or disclosure document before the consultation. |
| CRM routing | Only leads confirming a genuine private offering, U.S. investor involvement, and an active raise are routed to your CRM, keeping unrelated public-offering or non-U.S. inquiries out of your pipeline. |
Example private placements reg d lead scenarios
Illustrative situations explain the intake questions and possible follow-up.
Founder raising a seed round
An owner or officer of the issuing company is planning to raise within the next six months and already has offering details, which pushes the score toward high priority for a scoping consultation.
Fund manager building a new vehicle
The prospect is running the offering rather than investing in it and wants help preparing subscription agreements and disclosure documents, signaling a document-drafting engagement rather than a one-off question.
Individual asking about an offer they received
The person answering is only an investor, not an owner or advisor of the raising company, which the intake flags differently since the firm's Reg D work is typically issuer-side.
Raise with no U.S. investor involvement
The offering targets only non-U.S. investors, which changes the exemption analysis and lowers the fit for a domestic Reg D-focused engagement.
Mistaken inquiry about a public stock
The prospect is really asking about a publicly traded stock rather than a private placement, which the first intake question catches before it reaches a securities attorney's calendar.
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Private Placements Reg D lead-intake FAQs
How does the intake tell issuer-side prospects apart from investors?
The intake asks directly whether the person filling it out is an owner, founder, officer, or advisor helping run the offering versus only investing in it, and weights issuer-side answers higher since that's typically the engagement a securities attorney takes on.
Does the intake flag whether U.S. investors are involved?
Yes, one question asks whether the offering will be made to U.S. investors or involve U.S.-based people or entities, which matters for exemption analysis and can be relevant alongside Blue Sky Compliance questions.
What if someone is really asking about a public stock offering?
The first intake question separates private offerings from public stock offerings, so a mismatch gets scored low rather than booking a consultation better suited to the Public Offerings and IPOs practice.
Can the intake distinguish an active raise from a speculative one?
Yes, the intake asks whether the company or fund is currently raising or plans to raise within roughly six months, which separates near-term engagements from early exploratory inquiries.
Will the intake collect offering documents before the consultation?
It asks whether the prospect wants help preparing or reviewing offering documents and investor materials, such as a pitch deck, subscription agreement, or disclosure document, so you can request drafts before the call.
Does this intake cover crowdfunding-style raises instead of Reg D?
The intake asks whether the prospect wants to raise money through an exemption rather than a full registration, but crowdfunding-specific raises under Reg CF or Reg A are better matched to the Crowdfunding Reg CF and Reg A intake.
Turn private placements reg d visitors into qualified cases
Give every private placements reg d visitor a guided intake instead of a dead contact form — and get a scored, qualified lead before you book a consultation.