Intake that captures Wells notices and target letters up front
This intake asks whether the prospective client has been contacted by the SEC, FINRA, or another agency, whether they've received a subpoena or Wells notice, and whether the trading occurred within the last six years — then sends only qualified matters, with uploaded documents attached, to your CRM.
The exact intake your insider trading defense leads complete
This is the real 7-question guided intake for Insider Trading Defense — the same flow your customers finish before you ever pick up the phone.
What a qualified insider trading defense lead should tell you
Legal representation for individuals facing an allegation, investigation, or government inquiry into trading securities while allegedly in possession of material nonpublic information, usually triggered by SEC, FINRA, DOJ, or FBI contact.
- Seeking Lawyer Defend Against
- Been Contacted By Sec,
- Received Subpoena, Wells Notice,
- Matter Connected Trading In
- Trading At Issue Happen
- Personally One Being Investigated,
- Know Which Company’S Stock
The questions your team needs answered
Every insider trading defense intake asks these — and why each one matters.
| Question | Why it matters |
|---|---|
| Are you seeking a lawyer to defend you against an insider trading allegation or investigation? | Confirms the person actually wants defense representation for this matter rather than general information about insider trading law. |
| Have you been contacted by the SEC, FINRA, a U.S. Attorney, the FBI, or another government agency about trading in stocks or other investments? | Direct agency contact from the SEC, FINRA, DOJ, or FBI is the strongest indicator of a real, active matter rather than a hypothetical concern. |
| Have you received a subpoena, Wells notice, target letter, or any written request for documents or testimony related to your trading? | A subpoena, Wells notice, or target letter signals the investigation has reached a formal, time-sensitive stage that typically needs counsel quickly. |
| Is the matter connected to trading in a U.S.-listed company or trading through a U.S. brokerage account? | Confirms the trading falls within U.S. securities jurisdiction rather than a foreign market outside the scope of most U.S. insider trading defense practices. |
| Did the trading at issue happen within the last 6 years? | Trading that happened more than six years ago raises statute-of-limitations considerations that change how the matter should be prioritized. |
| Are you personally the one being investigated, accused, or at risk (not just asking in general for someone else)? | Separates prospective clients who are personally at risk from those inquiring on behalf of someone else, which changes both urgency and who the actual client would be. |
| Do you know which company’s stock (or other investment) and which trades are being questioned? | Knowing the specific company and trades at issue shows how much the prospective client has already sorted out, which shapes how prepared the first consultation needs to be. |
How Cliont scores insider trading defense leads
Every answer is weighted automatically — no manual review required.
Value signals
- Seeking Lawyer Defend Against: yes
- Been Contacted By Sec,: yes
- Received Subpoena, Wells Notice,: yes
- Matter Connected Trading In: yes
- Trading At Issue Happen: yes
- Personally One Being Investigated,: yes
See the lead your team receives
Insider Trading Defense Lead
From first click to qualified lead
Follow people and businesses seeking counsel through one smooth, guided flow.
They land & meet you
Your video greeting plays instantly — a real face instead of a blank form.
They explain the matter
Smart questions adapt to their matter and capture the full scope.
They share the documents
The facts, dates, and any paperwork come attached, so you can assess the matter before the consultation.
You get a ready lead
Scored and qualified — waiting for you to win it.
Built for insider trading defense workflows
| Cliont capability | Insider Trading Defense application |
|---|---|
| Weighted lead scoring | Prioritizes leads who've been contacted by the SEC, FINRA, or FBI and received a subpoose or Wells notice over speculative or third-party inquiries about someone else's trading. |
| Document upload in the intake flow | Collects the subpoena, Wells notice, target letter, or agency correspondence up front so you see the actual notice before the first call, not a paraphrase of it. |
| Video intake widget | Lets the prospective client describe the circumstances of the SEC or FINRA contact in their own words, useful when the trades or timeline are complicated to type out. |
| CRM routing rules | Sends only matters where the person is personally at risk, the trading is U.S.-connected, and it falls within the six-year window straight to your CRM, filtering out weaker fits automatically. |
Common insider trading defense lead scenarios
Active target of a Wells notice
The prospective client has already received a Wells notice or subpoena and is personally the subject of the inquiry, which drives the highest score combination in the catalog.
Contacted but no formal notice yet
The SEC or FINRA has reached out informally but no subpoena or Wells notice has been issued yet, so the intake still qualifies the matter but signals it's earlier-stage.
Inquiry on behalf of someone else
The person filling out the intake isn't personally at risk — they're asking for a spouse, business partner, or friend — which the catalog weights lower than a self-reported target.
Trading activity outside the lookback window
The trades in question happened more than six years ago, which the intake flags as lower-fit given statute-of-limitations exposure for insider trading claims.
No U.S. brokerage or listing connection
The trading wasn't through a U.S. brokerage account or in a U.S.-listed company, which the catalog weights as a weaker fit for a U.S. securities defense practice.
Connect Cliont to your workflow
Send leads
HubSpot, HighLevel, Salesforce, JobNimbus
Book matters
Google Calendar, Outlook Calendar, Calendly
Notify your team
Email, SMS, Slack
Automate follow-up
Zapier, Webhooks, API
Simple, transparent pricing
Choose the plan that works for your business.
Professional
Unlimited intake forms and leads for your growing business.
- Unlimited intake forms
- Custom video greetings
- AI-powered voice bot
- English + Spanish support
- Automatic lead scoring
- Digital estimates & e-signatures
- Photo, video & file upload
- Advanced analytics dashboard
Pay Per Lead
Only pay when you receive a qualified lead.
- Unlimited intake forms
- Custom video greetings
- AI-powered voice bot
- English + Spanish support
- Automatic lead scoring
- Digital estimates & e-signatures
- Photo, video & file upload
- Charged only for submitted leads
More securities law intake templates
Insider Trading Defense lead-intake FAQs
How does the intake handle someone asking on behalf of a friend or family member instead of themselves?
The intake directly asks whether the person filling it out is personally the one being investigated or accused. If not, the lead is weighted lower so it doesn't consume consultation time meant for actual targets.
What if the prospective client hasn't received a subpoena or Wells notice yet?
The intake still qualifies these leads since informal SEC, FINRA, or FBI contact is a strong signal on its own, but it scores a confirmed subpoena or Wells notice higher because the matter has escalated to a formal stage.
Does the intake screen out trading with no U.S. connection?
Yes. It asks whether the trading involved a U.S.-listed company or a U.S. brokerage account, and answers of 'no' carry a lower weight so those enquiries surface as a weaker fit before you take the call.
What happens if the trading occurred more than six years ago?
The intake asks whether the trading happened within the last six years and weights older activity lower, reflecting potential statute-of-limitations exposure that changes how much the matter is worth your time.
What documents can the intake collect before the first consultation?
Prospective clients can upload their subpoena, Wells notice, target letter, or SEC/FINRA correspondence directly through the intake, so you can review the actual document instead of a secondhand description.
Can I tell from the intake whether someone is the actual target versus just a witness or a curious bystander?
Yes — the combination of whether they're personally at risk, whether an agency has contacted them, and whether they know the specific trades at issue lets you separate real targets from general inquiries at a glance.
Turn insider trading defense visitors into qualified cases
Give every insider trading defense visitor a guided intake instead of a dead contact form — and get a scored, qualified lead before you book a consultation.